Whether they’re big or small losses, know that a stock market attorney can help you throughout the lawsuit. Regulatory InvestigationsIn today’s securities regulatory environment, it is imperative for a brokerage firm and/or its employees facing any type of regulatory inquiry to have the counsel of experienced securities regulatory authorities. Hiring an attorney to assist with your securities fraud case is almost essential to obtaining a positive outcome. The legal framework for dealing with fraudulent securities or investment trading is complex and requires an experienced lawyer to help you keep track of deadlines and relevant statutes. Perform thorough research into their credentials, client reviews, and ratings from legal organizations.
“Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional.” In Kiromic BioPharma Stock Loss Lawyer of scanning and email, prospective clients can send us documents from all over the country and internationally. If you are old fashioned and want to mail us your documents, that is fine too. We work to get our clients the best settlements or wins because the more you make, the more we make. Every detail of your ordeal and every document shared will be kept in the strictest confidence.
Our attorneys have extensive experience in securities fraud cases and a solid track record of success. We are recognized by the courts for our ability to handle these types of cases and have been appointed regularly by the courts to lead securities fraud class actions. The Business Trial Group attorneys have handled hundreds of FINRA arbitrations throughout the country and are well-known by the attorneys defending Wall Street, regional brokerage firms, and investment banks.
Common Types of Broker Misconduct and Securities Fraud
This means that if you, as the consumer, do not get paid for any losses we can recover, then we do not get paid. We have assisted investors across the U.S., including Puerto Rico, as well as throughout the world, including countries throughout South and Central America, Mexico, Europe, and Asia. There are very few things you can do on your own when it comes to suing your broker. But with everything we’ve already mentioned about the reality of lawsuits, doing everything by yourself is another risk you wouldn’t want to take.
I may have been a victim of investment abuse, what should I do?
One of the fastest ways for investors to recover losses from an investment firm or financial advisor is through a FINRA arbitration claim. Our mission is to be able to provide the highest quality legal services to clients involved in securities arbitration or investment litigation matters, with the highest level of personalized service and attention that each client deserves. Unnecessary financial losses are never easy for our clients to deal with or address.
In reality, all investors accomplished was an increased risk in the product while it was being advertised as relatively safe. Other products are gross misrepresentations of the very nature of the product. The interest earned from bank products—including certificates of deposit —tends to be lower than potential returns from other investments. Mortgage-Backed SecuritiesMortgage-backed securities are bonds secured by home and other real estate loans. They are created when several of these loans, usually with similar characteristics, are pooled together.
Their boss might even force them to participate in the offense as extra assurance that their subordinate won’t go to the authorities. You might be tempted to seek advice from your financial advisor after you have sustained investment losses. However, they will likely tell you that markets are volatile and losses are to be expected.
Helping investors recover their hard-earned investment losses while holding those responsible for the losses is what we do and have done for decades. Our securities lawyers and staff have more than 100 years of combined experience in the securities industry and in securities law. The Rosca Scarlato LLC law firm represents investors nationwide in securities arbitration and litigation matters.